FYX
First Trust Small Cap Core AlphaDEX Fund
Listed by 1 member on their latest annual reports (6 rows: one member can hold it in several accounts or through a spouse).
Each row is as of the date its report was filed, not live, and links to the page of the filing it came from.
Sorted by the lower bound of the disclosed value band, largest band first, then by member.
| Member | Owner | As printed on the filing | Value band | As of |
|---|---|---|---|---|
| Derek Schmidt KS-2 | Member | Wealth Alliance ⇒ Roth Ind. Retirement Account ⇒ First Trust Small Cap Core AlphaDEX Fund (FYX) EF | $15,001 - $50,000 | August 13, 2026 filing 10076041, p. 8 |
| Derek Schmidt KS-2 | Spouse | Wealth Alliance ⇒ Roth IRA - Spouse ⇒ First Trust Small Cap Core AlphaDEX Fund (FYX) EF | $15,001 - $50,000 | August 13, 2026 filing 10076041, p. 10 |
| Derek Schmidt KS-2 | Joint | Fidelity - Wealth Alliance ⇒ First Trust Small Cap Core AlphaDEX Fund (FYX) EF | $1,001 - $15,000 | August 13, 2026 filing 10076041, p. 2 |
| Derek Schmidt KS-2 | Member | Wealth Alliance ⇒ Ind. Retirement Account - Spouse ⇒ First Trust Small Cap Core AlphaDEX Fund (FYX) EF | $1,001 - $15,000 | August 13, 2026 filing 10076041, p. 5 |
| Derek Schmidt KS-2 | Member | Wealth Alliance ⇒ IRA ⇒ First Trust Small Cap Core AlphaDEX Fund (FYX) EF | $1,001 - $15,000 | August 13, 2026 filing 10076041, p. 6 |
| Derek Schmidt KS-2 | Member | Wealth Alliance ⇒ Roth IRA ⇒ First Trust Small Cap Core AlphaDEX Fund (FYX) EF | $1,001 - $15,000 | August 13, 2026 filing 10076041, p. 9 |
How the count is made: see Most held.